Unclaimed
Joel Rosenfeld is a registered representative with Kensington Capital Corp., a firm based in Brooklyn, NY. Joel has been in the securities industry since 1985. Joel is licensed to sell securities in Florida, New Jersey, and New York. Joel has passed several industry exams, including Series 7, Series 24, Series 27, Series 53, Series 63, Series 79TO, and SIE. Joel's experience and credentials allow him to provide a wide range of investment services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/15/2008 - Present
Kensington Capital Corp. (BROOKLYN NY)
NY
07/08/1997 - 01/15/2008
EDGETRADE INC. (NEW YORK NY)
FL
09/22/1989 - 07/02/1997
WESTFALIA INVESTMENTS, INC. (FORT LAUDERDALE FL)
NA
07/28/1986 - 07/05/1989
LEVCO SECURITIES CORP.
NA
03/25/1985 - 11/06/1987
BROWN, KNAPP & COMPANY, INC.
BC
Issued 05/14/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/22/1986
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/21/1986
Series 27 - Financial and Operations Principal Examination
BC
Issued 08/28/1985
Series 4 - Registered Options Principal Examination
BC
Issued 05/14/1985
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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