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Joel Rosenfeld

Kensington Capital Corp.

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About Joel Rosenfeld

Joel Rosenfeld is a registered representative with Kensington Capital Corp., a firm based in Brooklyn, NY. Joel has been in the securities industry since 1985. Joel is licensed to sell securities in Florida, New Jersey, and New York. Joel has passed several industry exams, including Series 7, Series 24, Series 27, Series 53, Series 63, Series 79TO, and SIE. Joel's experience and credentials allow him to provide a wide range of investment services.

Firm Information

Joel Rosenfeld is currently registered with Kensington Capital Corp.. Kensington Capital Corp. is a corporation formed on June 12, 1983. They are registered with the SEC and in eight states. The firm has been involved in nine regulatory events and one arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

11

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joel Rosenfeld’s Registration & Firm History

NY

01/15/2008 - Present

Kensington Capital Corp. (BROOKLYN NY)

NY

07/08/1997 - 01/15/2008

EDGETRADE INC. (NEW YORK NY)

FL

09/22/1989 - 07/02/1997

WESTFALIA INVESTMENTS, INC. (FORT LAUDERDALE FL)

NA

07/28/1986 - 07/05/1989

LEVCO SECURITIES CORP.

NA

03/25/1985 - 11/06/1987

BROWN, KNAPP & COMPANY, INC.

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Licenses & Designations

BC

Issued 05/14/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/22/1986

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/21/1986

Series 27 - Financial and Operations Principal Examination

BC

Issued 08/28/1985

Series 4 - Registered Options Principal Examination

BC

Issued 05/14/1985

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/17/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Joel Rosenfeld. Review regulatory record here.
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