Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joel? Claim Your ProfileJoel Roodyn is a registered representative currently working at Finalis Securities LLC based in New York, NY. Joel holds the Series 7 and Series 63 licenses and has been in the industry since 2009. Prior to joining Finalis Securities LLC, Joel worked at Old City Securities LLC and MainFirst Securities US Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/25/2023 - Present
Finalis Securities LLC (New York NY)
NY
05/29/2019 - 06/07/2021
OLD CITY SECURITIES LLC (NEW YORK NY)
NY
11/18/2015 - 10/12/2017
MAINFIRST SECURITIES US INC. (NEW YORK NY)
NY
11/11/2005 - 10/16/2015
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
BC
Issued 09/21/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/12/2017
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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