Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joel? Claim Your ProfileJoel Roger Sauber is a registered representative with Prudential Investment Management Services LLC. Joel is a financial professional with over 20 years of experience in the financial services industry. Joel began his career at Citigroup Global Markets Inc. and subsequently worked at CitiCorp Investment Services and Legg Mason Investor Services, LLC. Joel is currently licensed in New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
09/20/2010 - Present
Prudential Investment Management Services LLC (NEWARK NJ)
CT
12/01/2005 - 08/18/2010
LEGG MASON INVESTOR SERVICES, LLC (STAMFORD CT)
NY
10/22/2001 - 12/01/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
06/29/1998 - 12/31/1999
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
BC
Issued 07/22/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/25/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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