Unclaimed
Joel Hurwitz is a financial professional with over 6 years of experience in the industry. Joel is currently registered with Dowling & Partners Securities LLC and is licensed in Connecticut. He is also licensed as a General Securities Principal. Joel has held previous roles at Credit Suisse Securities (USA) LLC and Dowling & Partners Securities LLC. He specializes in a range of financial services, including securities trading and investment advising.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
07/24/2023 - Present
Dowling & Partners Securities LLC (FARMINGTON CT)
NY
07/26/2022 - 08/04/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
CT
08/23/2017 - 06/21/2022
DOWLING & PARTNERS SECURITIES LLC (FARMINGTON CT)
BC
Issued 09/18/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/25/2024
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/2018
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 12/11/2017
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/23/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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