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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joel? Claim Your ProfileJoel Robert Burns is a registered representative and investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Joel has been in the securities industry since 1993. Joel is licensed in Arizona, California, Connecticut, District of Columbia, Florida, Georgia, Illinois, Indiana, Kentucky, Massachusetts, Missouri, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Tennessee, Texas, Vermont, Virginia and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
09/06/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHARLOTTE NC)
SC
09/17/2004 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (FORT MILL SC)
KY
03/29/2000 - 10/07/2004
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
NC
08/08/1997 - 03/11/2000
SOUTHEAST INVESTMENTS N.A., INC. (CHARLOTTE NC)
MO
01/22/1997 - 07/30/1997
CORPORATE SECURITIES GROUP, INC. (ST. LOUIS MO)
IA
07/15/1994 - 10/25/1996
DICKINSON & CO. (DES MOINES IA)
NA
01/18/1993 - 07/26/1994
F.N. WOLF & CO., INC.
BOTH
Issued 11/08/2006
Series 66 - Uniform Combined State Law Examination
IA
Issued 05/07/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/11/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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