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Joel Rivera

Pershing LLC

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About Joel Rivera

Joel Rivera is a registered representative with Pershing LLC. Joel has been in the securities industry since December 13, 2016. Joel holds the Securities Industry Essentials Examination and the Operations Professional Examination. Joel is located at the Pershing LLC branch office in LAKE MARY, FL.

Firm Information

Joel Rivera is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joel Rivera’s Registration & Firm History

FL

12/14/2016 - Present

Pershing LLC (LAKE MARY FL)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/14/2016

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joel Rivera.
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