Unclaimed
Joel Rietveld is an investment advisor representative with Thrivent Investment Management Inc. Joel has been in the industry since 2004 and has experience with Northwestern Mutual Investment Services, LLC, BOSC, Inc., Mesirow Financial, Inc., Neuberger Berman LLC, and Goldman, Sachs & Co.. Joel holds a Series 6, Series 7, and Series 66 licenses. Joel is registered in Indiana, Kentucky, Michigan, North Carolina and Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IN
03/08/2018 - Present
Thrivent Investment Management Inc. (Carmel IN)
IN
08/01/2016 - 01/24/2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (INDIANAPOLIS IN)
WI
05/02/2013 - 07/06/2016
BOSC, INC. (MILWAUKEE WI)
IL
08/23/2010 - 04/09/2013
MESIROW FINANCIAL, INC. (CHICAGO IL)
IL
03/01/2007 - 07/24/2009
NEUBERGER BERMAN LLC (CHICAGO IL)
NY
09/10/2002 - 03/02/2007
GOLDMAN, SACHS & CO. (NEW YORK NY)
BOTH
Issued 06/12/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/16/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/2004
Series 7 - General Securities Representative Examination
BC
Issued 09/09/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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