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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joel? Claim Your ProfileJoel Richard Fishkin is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. He is based in Aventura, Florida, and has been in the industry since June 1997. Joel Richard Fishkin has a strong background in investment advisory services, specializing in portfolio management for businesses and individuals. Joel Richard Fishkin also provides educational seminars and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
06/24/2011 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (AVENTURA FL)
FL
04/13/2007 - 02/25/2011
UBS FINANCIAL SERVICES INC. (AVENTURA FL)
FL
04/26/2001 - 04/30/2007
CITIGROUP GLOBAL MARKETS INC. (HALLANDALE FL)
NY
06/26/1997 - 04/27/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 05/27/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/31/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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