Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joel? Claim Your ProfileJoel Smith is an active financial advisor with over 23 years of experience in the financial services industry. Joel is registered with the state of Georgia as an Investment Advisor Representative (IAR) and has been with Joel Smith & Associates, LLC since 2006. Previously, Joel was registered with FINANCIAL NETWORK INVESTMENT CORPORATION in Atlanta, GA from 1999 to 2006. Joel has held Series 6, 7, 63, 99TO, and SIE licenses, and has been licensed with multiple states. Joel is a principal and owner of Joel Smith & Associates, LLC. The firm provides financial planning and portfolio management services to individuals and charitable organizations. The firm has over 18 million dollars in regulatory assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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GA
07/05/2006 - Present
Joel Smith & Associates, LLC (ATLANTA GA)
GA
04/08/1999 - 07/03/2006
FINANCIAL NETWORK INVESTMENT CORPORATION (ATLANTA GA)
NJ
09/10/1998 - 12/09/1998
FIRST INVESTORS CORPORATION (EDISON NJ)
BC
Issued 09/14/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/1999
Series 7 - General Securities Representative Examination
BC
Issued 09/09/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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