Unclaimed
Joel Pendleton Brous is a financial professional with over 20 years of experience in the industry. Joel holds a Series 7, Series 6, Series 3, Series 24 and SIE licenses. Joel is currently registered with VP Distributors LLC. Previously, Joel was associated with Franklin Distributors, LLC and Franklin Templeton Financial Services Corp. in San Mateo, CA and American Century Investment Services Inc. in Kansas City, MO. Joel has a broad background in financial services and is licensed to conduct business in Connecticut and Kansas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
12/18/2023 - Present
VP Distributors LLC (HARTFORD CT)
CA
06/25/2021 - 11/02/2023
FRANKLIN DISTRIBUTORS, LLC (SAN MATEO CA)
CA
07/16/2013 - 11/16/2021
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. (SAN MATEO CA)
MO
11/14/2003 - 07/10/2013
AMERICAN CENTURY INVESTMENT SERVICES INC. (KANSAS CITY MO)
BC
Issued 11/05/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/11/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/2014
Series 3 - National Commodity Futures Examination
BC
Issued 06/02/2009
Series 7 - General Securities Representative Examination
BC
Issued 10/24/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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