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Joel Nicholas Fonseca

Tradestation Securities, Inc.

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About Joel Nicholas Fonseca

Joel Nicholas Fonseca is a registered representative with Tradestation Securities, Inc. in Plantation, Florida. Joel has been in the financial services industry since June 9, 2015. Joel has passed the Series 63, 66, 7, 9, 10, 24, and 3 exams and holds licenses in Florida. Joel was previously registered with Charles Schwab & Co., Inc. in Orlando, Florida, Edward Jones in Winter Springs, Florida, and Merrill Lynch, Pierce, Fenner & Smith Incorporated in Jacksonville, Florida.

Firm Information

Joel Fonseca is currently registered with Tradestation Securities, Inc.. Tradestation Securities, Inc. is a Corporation that was formed on September 7, 1995. The firm is registered with the SEC and is also registered in 52 states.

Not reported

Assets Under Management

Not reported

Total Clients

78

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joel Fonseca’s Registration & Firm History

FL

12/06/2021 - Present

Tradestation Securities, Inc. (PLANTATION FL)

FL

12/04/2018 - 12/07/2021

CHARLES SCHWAB & CO., INC. (Orlando FL)

FL

12/04/2017 - 07/12/2018

EDWARD JONES (Winter Springs FL)

FL

04/01/2014 - 02/15/2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)

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Licenses & Designations

BOTH

Issued 12/23/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/19/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/14/2022

Series 24 - General Securities Principal Examination

BC

Issued 01/14/2019

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 12/11/2018

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 03/28/2022

Series 3 - National Commodity Futures Examination

BC

Issued 07/12/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/01/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Joel Nicholas Fonseca.
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