Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joel? Claim Your ProfileJoel Miguel Coleman is a financial advisor registered with Wells Fargo Clearing Services, LLC. Joel has been working in the industry since 1990 and is currently registered in Colorado, Indiana, Missouri and Texas. Joel's firm offers a variety of financial services to individuals, corporations, and institutions. The firm's main office is located in St. Louis, Missouri. Joel is also registered with the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
06/22/2012 - Present
Wells Fargo Clearing Services, LLC (INDIANAPOLIS IN)
CO
06/01/2009 - 07/13/2012
MORGAN STANLEY SMITH BARNEY (GREENWOOD VILLAGE CO)
CO
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (COLORADO SPRINGS CO)
CO
08/21/2006 - 04/02/2007
MORGAN STANLEY DW INC. (COLORADO SPRINGS CO)
CO
09/27/1995 - 08/29/2006
H&R BLOCK FINANCIAL ADVISORS, INC. (COLORADO SPRINGS CO)
NJ
05/15/1989 - 02/11/1993
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
04/20/1988 - 06/15/1989
THE STUART-JAMES COMPANY, INCORPORATED
IA
Issued 12/06/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/02/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/15/1997
Series 24 - General Securities Principal Examination
BC
Issued 11/11/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/2006
Series 3 - National Commodity Futures Examination
BC
Issued 10/28/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 12/22/1995
Series 7 - General Securities Representative Examination
BC
Issued 09/22/1995
Series 52 - Municipal Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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