Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joel? Claim Your ProfileJoel Michael Santucci is a financial advisor with Citigroup Global Markets Inc., a firm that manages over $50 billion in assets for more than 11,754 clients. Joel has been in the financial industry since November 30, 2008, working with a diverse range of clients, including individuals, businesses, high-net-worth individuals, charitable organizations, and pension and profit-sharing plans. Joel is registered with the Financial Industry Regulatory Authority (FINRA) and with multiple state securities regulators.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
10/26/2022 - Present
Citigroup Global Markets Inc. (Holbrook NY)
SC
08/24/2021 - 09/03/2021
LPL FINANCIAL LLC (FORT MILL SC)
NY
10/01/2012 - 07/12/2021
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
12/20/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NY
03/24/2011 - 05/24/2011
FIDELITY BROKERAGE SERVICES LLC (NEW YORK NY)
NY
09/03/2008 - 10/05/2010
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
08/08/2007 - 08/13/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GARDEN CITY NY)
BOTH
Issued 10/09/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/02/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/2008
Series 3 - National Commodity Futures Examination
BC
Issued 08/07/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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