Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joel? Claim Your ProfileJoel Johnson is a financial professional with over 15 years of experience in the financial services industry. He has a strong background in securities and has passed the Series 7, Series 63 and SIE exams. He is currently registered with Northern Trust Securities, Inc. in the state of Illinois and has been with the firm since November 2022. Prior to that, Joel worked at Hartford Funds Distributors, LLC, BlackRock Investments, LLC, State Street Global Markets, LLC and Morgan Stanley & Co. Incorporated. His experience encompasses portfolio management for individuals, businesses, and pooled investment vehicles. Joel has experience working with high net worth individuals, charitable organizations, and corporations, and is a specialist in working with clients interested in investments in stocks, bonds, mutual funds, and investment company securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
11/09/2022 - Present
Northern Trust Securities, Inc. (CHICAGO IL)
CA
08/02/2017 - 11/01/2022
HARTFORD FUNDS DISTRIBUTORS, LLC (SAN FRANCISCO CA)
CA
04/17/2012 - 04/16/2015
BLACKROCK INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
10/04/2010 - 07/20/2011
STATE STREET GLOBAL MARKETS, LLC (SAN FRANCISCO CA)
CA
05/14/2007 - 06/02/2009
MORGAN STANLEY & CO. INCORPORATED (SAN FRANCISCO CA)
BC
Issued 11/17/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Joel Johnson is the right advisor for you? Invested Better is here to help.
