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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joel? Claim Your ProfileJoel Mason Ray is an investment advisor representative with Davenport & Co. LLC. Joel Ray has been in the securities industry since November 30, 1993 and is registered with the state of Virginia. Previously, Joel Ray worked at Wachovia Capital Markets, LLC, Wachovia Securities, LLC, First Union Capital Markets Corp., Kidder, Peabody & Co. Incorporated, Smith Barney, Harris Upham & Co., Incorporated, and Fahnestock & Co., Inc. Joel Ray has the following designations: Chartered Financial Analyst.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
12b-1 fees and/or shareholder servicing fees
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2
VA
11/16/2004 - Present
Davenport & Co. LLC (RICHMOND VA)
NC
07/01/2003 - 11/01/2004
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
MO
10/01/1999 - 07/01/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
01/27/1995 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NY
12/16/1994 - 01/10/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NY
01/22/1990 - 08/29/1990
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NY
12/20/1988 - 06/13/1989
FAHNESTOCK & CO., INC. (NEW YORK NY)
BC
Issued 08/24/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/16/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 01/07/1997
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 12/14/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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