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Joel Llanes Ty

Cetera Advisors LLC

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About Joel Llanes Ty

Joel Ty is a financial advisor with Cetera Advisors LLC, located in North Royalton, OH. Joel has over 20 years of experience in the financial services industry. Joel is registered to offer securities in Ohio and California. Joel holds the Series 7, Series 63, and SIE licenses. Previously, Joel has worked with Legacy Financial Services, Inc., Commonwealth Financial Network, Linsco/Private Ledger Corp., Questar Capital Corporation, American Express Financial Advisors Inc. and IDS Life Insurance Company.

Firm Information

Joel Ty is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joel Ty’s Registration & Firm History

OH

07/18/2007 - Present

Cetera Advisors LLC (NORTH ROYALTON OH)

OH

02/01/2005 - 07/18/2007

LEGACY FINANCIAL SERVICES, INC. (NORTH ROYALTON OH)

MA

06/20/2003 - 01/31/2005

COMMONWEALTH FINANCIAL NETWORK (WALTHAM MA)

SC

02/05/2003 - 07/02/2003

LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)

MN

06/26/2002 - 01/31/2003

QUESTAR CAPITAL CORPORATION (MINNEAPOLIS MN)

MN

05/05/2000 - 10/31/2001

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

05/05/2000 - 10/31/2001

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 12/16/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/04/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joel Llanes Ty.
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