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Joel Lawrence Halpern

Morgan Stanley

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About Joel Lawrence Halpern

Joel Lawrence Halpern is a registered representative with Morgan Stanley. Joel has over 40 years of experience in the financial services industry and holds several licenses and certifications including Series 63, Series 7, Series 52, and Series 00. Joel has worked for several other firms in the past including Citigroup Global Markets Inc., Prudential-Bache Securities Inc., Dean Witter Reynolds Inc., and Donald Sheldon & Co., Inc. Joel specializes in portfolio management for individuals, businesses, and investment companies. Joel is committed to providing his clients with personalized financial advice and services tailored to their individual needs.

Firm Information

Joel Halpern is currently registered with Morgan Stanley. Morgan Stanley is a Limited Liability Company based in PURCHASE, NY, formed in 2009. They offer a wide range of advisory services, including financial planning, pension consulting, educational seminars, and selection of other advisors. Their client base includes individuals, high-net-worth individuals, investment clubs, corporations, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Morgan Stanley manages approximately $10 billion to $50 billion in assets. Their website addresses are HTTP://WWW.MORGANSTANLEYCLIENTSERV.COM and HTTP://WWW.MORGANSTANLEY.COM.
Morgan Stanley

2000 WESTCHESTER AVENUE

PURCHASE, NY 10577-2530

$1.40T

Assets Under Management

335,385

Total Clients

23,624

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

See schedule d miscellaneous

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Joel Halpern’s Registration & Firm History

FL

02/11/2014 - Present

Morgan Stanley (Boca Raton FL)

FL

02/05/2005 - 07/21/2009

CITIGROUP GLOBAL MARKETS INC. (BOCA RATON FL)

NY

01/03/1989 - 08/10/2004

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NA

01/19/1984 - 09/23/1988

PRUDENTIAL-BACHE SECURITIES INC.

NA

01/07/1982 - 01/20/1984

DEAN WITTER REYNOLDS INC.

NA

03/18/1981 - 10/19/1981

DONALD SHELDON & CO., INC.

NA

09/16/1970 - 03/15/1973

FIRST BERGEN SEC.

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Licenses & Designations

BC

Issued 04/27/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/24/1972

Series 00 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/17/1981

Series 7 - General Securities Representative Examination

BC

Issued 04/19/1980

Series 52 - Municipal Securities Representative Examination

BC

Issued 09/10/1959

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 11 public disclosures for Joel Lawrence Halpern. Review regulatory record here.
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