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Joel Kunkel

TD Securities (usa) LLC

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About Joel Kunkel

Joel Kunkel is a financial professional with over 18 years of experience in the industry. Currently, Joel is registered with TD Securities (usa) LLC, a firm that is not IA-registered. Before joining TD Securities (usa) LLC, Joel held positions at J.P. Morgan Securities LLC, ING Financial Markets LLC, and Citigroup Global Markets Inc. Joel is licensed in New York and has passed the Series 7, Series 63, and SIE exams.

Firm Information

Joel Kunkel is currently registered with TD Securities (usa) LLC. TD Securities (USA) LLC is a Limited Liability Company formed in November 2004. The firm is registered in all 50 states, as well as the District of Columbia and Puerto Rico. It is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

174

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joel Kunkel’s Registration & Firm History

NY

01/24/2014 - Present

TD Securities (usa) LLC (NEW YORK NY)

NY

08/15/2011 - 06/15/2012

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

05/01/2008 - 12/31/2010

ING FINANCIAL MARKETS LLC (NEW YORK NY)

NY

10/22/2003 - 04/03/2008

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

03/25/2002 - 10/17/2003

CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)

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Licenses & Designations

BC

Issued 12/08/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/12/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Joel Kunkel.
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