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Joel Kris McConnell

Bright Trading, LLC

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About Joel Kris McConnell

Joel McConnell is a securities professional with over 15 years of experience in the industry. Joel has worked with Bright Trading, LLC since 2008, and holds Series 7, Series 57TO and Series 63 licenses. Joel currently works at the Henderson, NV branch of the firm.

Firm Information

Joel McConnell is currently registered with Bright Trading, LLC. Bright Trading, LLC is a Limited Liability Company formed on July 31, 2000. The firm is approved and registered in Colorado, Nevada, and Pennsylvania. It also has one approved SEC registration. Bright Trading, LLC has been involved in 5 regulatory events and 1 arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

35

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joel McConnell’s Registration & Firm History

NV

01/13/2015 - Present

Bright Trading, LLC (Henderson NV)

NV

04/01/2008 - 11/23/2010

BRIGHT TRADING, LLC (HENDERSON NV)

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Licenses & Designations

BC

Issued 08/05/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/13/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Chicago, Inc.

Disclosures

There is public disclosure for Joel Kris McConnell. Review regulatory record here.
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