Unclaimed
Joel King is a financial advisor registered with Edward Jones. Joel has over 20 years of experience in the industry, with his most recent previous role being at Scottrade. Joel is licensed to offer securities in multiple states and holds a Series 63, Series 66, Series 7, Series 9, Series 10, Series 24 and Series 4 license. Joel currently works at the Tempe branch of Edward Jones.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
AZ
04/27/2017 - Present
Edward Jones (TEMPE AZ)
AZ
07/07/2000 - 01/23/2017
SCOTTRADE, INC. (PHOENIX AZ)
BOTH
Issued 04/26/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/13/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/26/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/08/2010
Series 4 - Registered Options Principal Examination
BC
Issued 08/04/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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