Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joel? Claim Your ProfileJoel Kaufman is an Investment Advisor Representative with J.p. Morgan Securities LLC. Joel also works with J.p. Morgan Private Wealth Advisors LLC. Joel has been in the securities industry for over 45 years and is licensed in several states. Joel has extensive experience in portfolio management for individuals and businesses. Joel offers financial planning and pension consulting services. Joel is committed to providing clients with personalized investment advice and strategies that help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
FL
03/26/2024 - Present
J.p. Morgan Securities LLC (Lake Woth FL)
NJ
08/09/2019 - 09/29/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (Paramus NJ)
NJ
05/31/2007 - 08/20/2019
UBS FINANCIAL SERVICES INC. (PARAMUS NJ)
NJ
04/02/2007 - 06/04/2007
MORGAN STANLEY & CO., INCORPORATED (PARAMUS NJ)
NJ
03/17/1999 - 04/02/2007
MORGAN STANLEY DW INC. (PARAMUS NJ)
NJ
02/04/1994 - 04/01/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
06/26/1984 - 02/24/1994
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
09/18/1978 - 06/27/1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
NA
08/11/1978 - 10/11/1978
DRYSDALE SECURITIES CORPORATION
NA
09/15/1976 - 06/08/1978
UMIC, INC.
IA
Issued 05/14/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/27/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/13/1976
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/1978
PC - AMEX Put and Call Exam
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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