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Joel Justin Babbitt

Kestra Investment Services, LLC

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About Joel Justin Babbitt

Joel Babbitt is a financial professional with over 30 years of experience in the industry. Joel is currently registered with Kestra Investment Services, LLC, and is actively registered in 10 states. Joel's previous employers include Signator Investors, Inc., Transamerica Financial Advisors, Inc, and Brewer Financial Services, LLC. Joel holds Series 6, 22, and 63 licenses and the SIE exam.

Firm Information

Joel Babbitt is currently registered with Kestra Investment Services, LLC. Kestra Investment Services, LLC is a Limited Liability Company formed in September 2014 and is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 14 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joel Babbitt’s Registration & Firm History

IL

10/31/2018 - Present

Kestra Investment Services, LLC (Glenview IL)

IL

05/13/2016 - 11/01/2018

SIGNATOR INVESTORS, INC. (GLENVIEW IL)

IL

06/20/2011 - 05/13/2016

TRANSAMERICA FINANCIAL ADVISORS, INC (CHICAGO IL)

IL

06/04/2010 - 11/05/2010

BREWER FINANCIAL SERVICES, LLC (CHICAGO IL)

IL

01/20/2000 - 08/03/2009

THE O.N. EQUITY SALES COMPANY (CHICAGO IL)

PA

01/12/1999 - 01/20/2000

HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)

MA

07/27/1995 - 01/05/1999

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

WI

12/16/1987 - 06/21/1995

NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC. (MILWAUKEE WI)

WI

07/08/1988 - 06/20/1995

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

BC

Issued 06/07/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/07/1990

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 12/08/1987

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joel Justin Babbitt.
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