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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joel? Claim Your ProfileJoel McKoan is a financial advisor with over 20 years of experience in the financial services industry. Joel has been registered with the Securities and Exchange Commission (SEC) since 1995. Joel is currently registered with Morgan Stanley. Joel has also been associated with several other firms, including UBS Warburg LLC, Paine Webber Incorporated, Kidder, Peabody & Co. Incorporated, Dillon, Read & Co. Inc. and Drexel Burnham Lambert Incorporated. Joel holds a variety of licenses and certifications, including Series 3, 7, 8, 24, 63, and 65. Joel specializes in providing financial advice to individuals, businesses, and institutions. Joel's services include portfolio management, financial planning, and asset allocation advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
01/15/2020 - Present
Morgan Stanley (Naples FL)
NY
11/02/2000 - 03/14/2003
UBS WARBURG LLC (NEW YORK NY)
NJ
01/01/1995 - 01/12/2001
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
09/09/1986 - 12/23/1994
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
06/13/1984 - 09/16/1986
DILLON, READ & CO. INC.
NA
02/24/1983 - 07/09/1984
DREXEL BURNHAM LAMBERT INCORPORATED
BC
Issued 12/06/2019
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/01/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/25/1997
Series 24 - General Securities Principal Examination
BC
Issued 03/20/1991
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 11/15/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/11/2019
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/1987
Series 3 - National Commodity Futures Examination
BC
Issued 02/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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