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Joel J Kallett

Regions Securities LLC

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About Joel J Kallett

Joel Kallett is a securities professional with over 27 years of experience in the financial services industry. Joel has a strong background in investment banking, having held positions at firms such as Deutsche Bank Securities Inc. and Houlihan Lokey Capital, Inc.. Joel is currently a registered representative with Regions Securities LLC. Joel's expertise and experience make Joel a valuable resource for clients seeking guidance on a range of financial matters.

Firm Information

Joel Kallett is currently registered with Regions Securities LLC. Regions Securities LLC is a Limited Liability Company that was formed on October 12, 2011 and is registered in all 50 states and the District of Columbia. The firm is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

137

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joel Kallett’s Registration & Firm History

VA

01/07/2022 - Present

Regions Securities LLC (McLean VA)

VA

05/24/2012 - 12/31/2021

CLEARSIGHT CAPITAL ADVISORS, INC (MCLEAN VA)

VA

08/07/2006 - 07/13/2011

HOULIHAN LOKEY CAPITAL, INC. (MCLEAN VA)

VA

02/10/2004 - 07/05/2006

UPDATA SECURITIES, INC. (RESTON VA)

NY

10/03/2000 - 07/15/2002

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

FL

11/06/1996 - 07/03/2000

RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)

AZ

01/01/1996 - 09/24/1996

SUNAMERICA SECURITIES, INC. (PHOENIX AZ)

FL

12/19/1989 - 12/31/1993

RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)

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Licenses & Designations

BC

Issued 11/07/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 11/12/2003

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/16/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joel J Kallett.
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