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Joel Hendrick Turner

Wells Fargo Securities, LLC

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About Joel Hendrick Turner

Joel Hendrick Turner is a financial professional with over 20 years of experience in the industry. Currently, Joel is registered with Wells Fargo Securities, LLC. Prior to this, Joel was a registered representative at Fennebresque & Co., LLC, Carolinas Investment Consulting LLC, Wachovia Capital Markets, LLC, Wachovia Securities, LLC, First Union Capital Markets Corp., Bowles Hollowell Conner & Co., Wheat, First Securities, Inc., and Kidder, Peabody & Co. Incorporated. Joel has held licenses in multiple states, including the Series 63, Series 65, Series 79TO, SIE, and Series 7 exams.

Firm Information

Joel Turner is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joel Turner’s Registration & Firm History

NC

09/14/2021 - Present

Wells Fargo Securities, LLC (CHARLOTTE NC)

NC

03/19/2012 - 10/23/2012

FENNEBRESQUE & CO., LLC (CHARLOTTE NC)

NC

01/05/2010 - 11/16/2011

CAROLINAS INVESTMENT CONSULTING LLC (CHARLOTTE NC)

NC

07/01/2003 - 05/12/2009

WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)

MO

10/01/1999 - 07/01/2003

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NC

02/01/1999 - 10/01/1999

FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)

NC

04/30/1998 - 02/01/1999

BOWLES HOLLOWELL CONNER & CO. (CHARLOTTE NC)

NC

02/02/1998 - 05/14/1998

WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)

NC

11/30/1995 - 02/02/1998

FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)

NY

08/22/1994 - 01/18/1995

KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/18/2021

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 03/01/2010

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/14/2021

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 08/10/2021

SIE - Securities Industry Essentials Examination

BC

Issued 08/19/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joel Hendrick Turner.
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