Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joel? Claim Your ProfileJoel Harris Slaven has been in the securities industry since September 14, 1996. Joel currently is a registered representative with Seaport Global Securities LLC, in the New York, NY branch office. Joel has previously been registered with PIPER JAFFRAY & CO., FULCRUM GLOBAL PARTNERS LLC, BANC OF AMERICA SECURITIES LLC and DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/02/2018 - Present
Seaport Global Securities LLC (NEW YORK NY)
MN
01/17/2006 - 10/02/2017
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
NY
04/06/2004 - 12/19/2005
FULCRUM GLOBAL PARTNERS LLC (NEW YORK NY)
NY
11/01/2000 - 11/10/2003
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NJ
09/18/1995 - 10/24/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BC
Issued 01/24/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/09/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/16/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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