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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joel? Claim Your ProfileJoel Francis Carey is a registered representative with Wells Fargo Clearing Services, LLC. Joel is a financial professional with over 20 years of experience in the industry. Joel has a strong background in providing investment advice and portfolio management services to individuals and businesses. Joel holds Series 6, 7, 9, 10, 63, and SIE licenses and has been registered with the state of Minnesota since 2012. In addition to his experience with Wells Fargo, Joel has also worked for Wells Fargo Advisors, LLC and Wells Fargo Investments, LLC. Joel's primary office is located at 550 S 4th St 13th Fl [TPB SERVICES] in Minneapolis, MN.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MN
01/21/2014 - Present
Wells Fargo Clearing Services, LLC (MINNEAPOLIS MN)
MN
01/03/2011 - 11/07/2011
WELLS FARGO ADVISORS, LLC (MINNEAPOLIS MN)
MN
08/05/2005 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (MINNEAPOLIS MN)
CA
05/02/2001 - 08/09/2002
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
06/07/2000 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
BC
Issued 01/10/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/04/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/21/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2005
Series 7 - General Securities Representative Examination
BC
Issued 06/06/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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