Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joel? Claim Your ProfileJoel Tepp has been working in the financial services industry since March 4, 1985. Joel is currently registered with Wells Fargo Clearing Services, LLC. Joel holds a Series 7, 3, 63, and 65 licenses. Joel is a registered representative in Alaska, Arizona, California, District of Columbia, Florida, Idaho, Louisiana, Montana, New Mexico, Oregon, Pennsylvania, Vermont, and Washington. Joel is also a registered investment advisor in Washington. Joel has been with Wells Fargo Advisors LLC since May 2009. Joel is an independent musician and actor. Joel also writes fiction and non-fiction.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
03/21/2000 - Present
Wells Fargo Clearing Services, LLC (SEATTLE WA)
NA
02/01/1988 - 09/04/1990
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
NA
11/21/1985 - 02/04/1988
BOETTCHER & COMPANY, INC.
NA
03/27/1985 - 12/09/1985
PACIFIC GROWTH SECURITIES,INC.
NA
09/24/1984 - 10/15/1984
BARABAN SECURITIES, INC.
IA
Issued 07/08/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/06/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/1984
Series 7 - General Securities Representative Examination
BC
Issued 01/06/1984
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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