Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joel? Claim Your ProfileJoel Edward Smith is a financial advisor with Alexander Capital, LP. Joel has been working in the financial industry since December 2006. Joel's registrations are active in 25 states. Joel is registered with FINRA. Joel holds the Series 63, Series 7 and SIE exams. Joel has previously worked for GARDEN STATE SECURITIES, INC., GLOBAL ARENA CAPITAL CORP, WESTROCK ADVISORS, INC., GUNNALLEN FINANCIAL, INC, FORDHAM FINANCIAL MANAGEMENT, INC. and FIRST PROVIDENCE FINANCIAL GROUP, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
GA
09/20/2018 - Present
Alexander Capital, LP (Atlanta GA)
NY
12/01/2014 - 09/24/2018
GARDEN STATE SECURITIES, INC. (New York NY)
NY
09/02/2014 - 12/02/2014
GLOBAL ARENA CAPITAL CORP (NEW YORK NY)
NY
10/22/2004 - 12/05/2008
WESTROCK ADVISORS, INC. (NEW YORK NY)
FL
07/14/2003 - 10/20/2004
GUNNALLEN FINANCIAL, INC (TAMPA FL)
NY
07/04/2003 - 07/11/2003
FORDHAM FINANCIAL MANAGEMENT, INC. (NEW YORK NY)
NY
06/08/1998 - 09/27/2000
FIRST PROVIDENCE FINANCIAL GROUP, LLC (PORT WASHINGTON NY)
BC
Issued 03/02/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Joel Smith is the right advisor for you? Invested Better is here to help.
