Unclaimed
Joel Edward Griffin is an investment advisor representative at State Farm Investment Management Corp. with over 23 years of experience in the industry. Joel holds Series 6, 7, 63, and 65 licenses. Joel is a Chartered Financial Consultant and has been associated with State Farm Investment Management Corp. since August 2018. Previously, Joel was registered with Ameriprise Financial Services, Inc. and IDS Life Insurance Company. Joel is licensed to operate in Texas. Joel is registered with the Financial Industry Regulatory Authority (FINRA). Joel's office is located in Uvalde, Texas, and Joel also owns and operates Joel Griffin's Insurance Agency, a State Farm insurance agency.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
TX
08/14/2018 - Present
State Farm Investment Management Corp. (UVALDE TX)
TX
01/02/2000 - 09/30/2008
AMERIPRISE FINANCIAL SERVICES, INC. (NEW BRAUNFELS TX)
MN
01/02/2000 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 06/19/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/18/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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