Unclaimed
Joel Dylan Shafer is a financial advisor with Pruco Securities, LLC. Joel is based in Platte City, MO and has been in the industry for over 2 years. Joel is registered with the state of Missouri and several other states. Joel is also a Series 6TO, SIE, and Series 63 licensed representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
MO
03/15/2024 - Present
Pruco Securities, LLC (Platte City MO)
KS
08/25/2022 - 04/12/2024
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Olathe KS)
BC
Issued 09/16/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/24/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/01/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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