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Joel Donald Tomberlin

W & S Brokerage Services, Inc.

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About Joel Donald Tomberlin

Joel Tomberlin is a financial advisor who has been in the industry since 2011. Joel is currently registered with W&S Brokerage Services, Inc., and has previously been registered with LPL FINANCIAL LLC and SUNTRUST INVESTMENT SERVICES, INC.. Joel is Series 6, 63, 66 and 26 licensed and specializes in helping individuals and families develop financial strategies. Joel is committed to providing personalized financial advice to help clients reach their goals.

Firm Information

Joel Tomberlin is currently registered with W & S Brokerage Services, Inc.. W&S Brokerage Services, Inc. is a corporation formed in 1974 and headquartered in Cincinnati, Ohio. The firm provides investment advisory services to individuals and is registered with the SEC and in 52 states. With over 85 registered representatives, W&S Brokerage Services, Inc. manages over $122 million in assets for its clients, offering portfolio management services and selection of other advisers.
W & S Brokerage Services, Inc.

400 BROADWAY

CINCINNATI, OH 45202

$122.86M

Assets Under Management

451

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Joel Tomberlin’s Registration & Firm History

NC

08/07/2015 - Present

W&S Brokerage Services, Inc. (ASHEVILLE NC)

NC

04/09/2013 - 08/06/2015

LPL FINANCIAL LLC (ASHEVILLE NC)

NC

07/07/2011 - 11/19/2012

SUNTRUST INVESTMENT SERVICES, INC. (ASHEVILLE NC)

NC

11/10/2009 - 03/23/2010

AXA ADVISORS, LLC (FOREST CITY NC)

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Licenses & Designations

BC

Issued 03/06/2012

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 02/02/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/20/2017

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/09/2009

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joel Donald Tomberlin.
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