Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joel? Claim Your ProfileJoel Marks is a financial professional with over 40 years of experience in the industry. Joel is a Registered Representative and Investment Advisor Representative currently working for Ameriprise Financial Services, LLC. Joel has previously worked with CUNA Brokerage Services, Inc., Capital One Investing, LLC and Capital One Investment Services LLC. Joel also holds Series 1, 7TO, 63 and 66 licenses as well as the SIE designation. Joel is also a Chartered Financial Consultant and is licensed to offer advisory services in Alabama, Delaware, Florida, Georgia, Maryland, Michigan, New York, North Carolina, Pennsylvania, South Carolina, Tennessee, Texas and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
VA
05/19/2022 - Present
Ameriprise Financial Services, LLC (Fredericksburg VA)
VA
06/06/2018 - 05/17/2022
CUNA BROKERAGE SERVICES, INC. (FREDERICKSBURG VA)
VA
01/02/2015 - 05/02/2018
CAPITAL ONE INVESTING, LLC (MCLEAN VA)
VA
03/14/2014 - 01/02/2015
CAPITAL ONE INVESTMENT SERVICES LLC (MCLEAN VA)
PA
07/06/2005 - 07/31/2012
USA FINANCIAL SECURITIES CORPORATION (LATROBE PA)
PA
05/22/2000 - 07/07/2003
ALLEGHENY INVESTMENTS, LTD. (PITTSBURGH PA)
TX
07/20/1990 - 05/30/2000
FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)
IA
06/26/1985 - 05/22/1990
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
NA
03/20/1979 - 12/26/1984
PML SECURITIES COMPANY
NA
03/27/1973 - 05/25/1979
LINCOLN FINANCIAL ADVISORS CORPORATION
NA
03/27/1973 - 05/25/1979
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BOTH
Issued 07/02/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/27/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/1973
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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