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Joel Donald Foote

Guggenheim Securities, LLC

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About Joel Donald Foote

Joel Donald Foote is a financial advisor at Guggenheim Securities, LLC located in Houston, Texas. Joel has been in the financial industry since 1997 and holds the Series 7, 24, 63, 79TO and SIE licenses. Joel has previous experience with firms such as Citigroup Global Markets Inc., UBS Securities LLC, Deutsche Bank Securities Inc., Credit Suisse First Boston LLC, and Salomon Smith Barney Inc. Joel is registered with the state of New York.

Firm Information

Joel Foote is currently registered with Guggenheim Securities, LLC. Guggenheim Securities, LLC is a Limited Liability Company formed in January 1999. The firm is registered with the SEC and all 50 states, as well as the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

107

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joel Foote’s Registration & Firm History

TX

07/29/2016 - Present

Guggenheim Securities, LLC (Houston TX)

NY

11/18/2010 - 08/04/2016

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

10/10/2006 - 09/22/2010

UBS SECURITIES LLC (NEW YORK NY)

TX

05/29/2003 - 09/26/2006

DEUTSCHE BANK SECURITIES INC. (HOUSTON TX)

NY

02/23/1999 - 06/02/2003

CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)

NY

11/29/1997 - 02/12/1999

SALOMON SMITH BARNEY INC. (NEW YORK NY)

NY

10/06/1997 - 09/01/1998

SALOMON BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/14/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/17/2012

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/04/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Joel Donald Foote.
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