Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joel? Claim Your ProfileJoel Worsfold is a financial advisor with CWM, LLC. Joel is a CERTIFIED FINANCIAL PLANNER™ professional and has a CHARTERED FINANCIAL CONSULTANT designation. Joel has been in the financial industry since 1988 and has experience working with individuals, high net worth individuals, corporations or other businesses, pension and profit sharing plans, and other investment advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Sub-advisory services for other investment advisory firms
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees from other investment advisors
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2
IA
01/07/2019 - Present
CWM, LLC (West Des Moines IA)
IA
01/04/2019 - 02/02/2024
CETERA ADVISOR NETWORKS LLC (WEST DES MOINES IA)
IA
01/03/2011 - 01/08/2019
WELLS FARGO CLEARING SERVICES, LLC (CLIVE IA)
IA
12/12/2000 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (CLIVE IA)
MN
12/13/2000 - 12/31/2003
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
CA
02/13/2000 - 05/09/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
MN
08/01/1994 - 12/13/2000
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
IA
01/06/1994 - 09/13/1994
BROKER DEALER FINANCIAL SERVICES CORP. (WEST DES MOINES IA)
IA
07/13/1994 - 08/19/1994
HAWKEYE INVESTOR CENTER, INC. (DES MOINES IA)
NA
11/15/1989 - 12/31/1993
KINGLAND CAPITAL CORPORATION
MN
09/20/1988 - 11/18/1989
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
09/20/1988 - 11/18/1989
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 09/15/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/17/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/28/1993
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
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