Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joel? Claim Your ProfileJoel David Smith is an investment advisor representative registered with Empower Advisory Group, LLC and has been in the industry since 2009. Joel has a current registration with the state of Ohio in both the broker-dealer and investment advisor categories. Joel has been registered with Empower Advisory Group, LLC since 2019. Joel has also been registered with PRUCO SECURITIES, LLC. and MML INVESTORS SERVICES, LLC. in the past. Joel has passed the Series 63, Series 65, Series 6, and Series 26 exams. Joel is a specialist in investment company products, variable contracts, and securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
OH
04/17/2019 - Present
Empower Advisory Group, LLC (NORTHWOOD OH)
OH
07/01/2015 - 03/27/2019
PRUCO SECURITIES, LLC. (MAUMEE OH)
OH
06/28/2012 - 06/26/2015
MML INVESTORS SERVICES, LLC (SYLVANIA OH)
OH
08/31/2009 - 06/27/2012
NEW ENGLAND SECURITIES (TOLEDO OH)
IA
Issued 08/25/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/30/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/15/2017
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Joel Smith is the right advisor for you? Invested Better is here to help.
