Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joel? Claim Your ProfileJoel David Rubin is a financial advisor with over 35 years of experience in the industry. Joel has been registered with the Securities and Exchange Commission (SEC) since 1988. Joel currently works for Osaic Wealth, Inc. and is registered with the state of Illinois. Joel is also registered as an Investment Advisor Representative (IAR) with Securities America, Inc. and provides fixed insurance through LFS, INC. Prior to joining Osaic Wealth, Inc., Joel worked for several other firms, including Securities Service Network, LLC, Cambridge Investment Research, Inc., Allstate Financial Services, LLC, Commonwealth Financial Network, Prudential Securities Incorporated, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Joel holds the Series 7, Series 63, and Series 65 licenses. He also holds the Securities Industry Essentials Examination (SIE).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
06/14/2024 - Present
Osaic Wealth, Inc. (Skokie IL)
IL
09/18/2020 - 06/15/2024
SECURITIES AMERICA, INC. (Skokie IL)
TN
02/09/2017 - 09/18/2020
SECURITIES SERVICE NETWORK, LLC (KNOXVILLE TN)
IL
01/22/2007 - 02/13/2017
CAMBRIDGE INVESTMENT RESEARCH, INC. (NILES IL)
IL
09/24/2004 - 02/01/2007
ALLSTATE FINANCIAL SERVICES, LLC (NILES IL)
MA
10/27/1998 - 10/11/2004
COMMONWEALTH FINANCIAL NETWORK (WALTHAM MA)
NY
01/04/1993 - 04/20/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
01/19/1988 - 01/12/1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 10/31/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/20/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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