Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joel? Claim Your ProfileJoel David Reynolds is a financial professional with over 15 years of experience in the financial industry. He holds a Series 7, Series 10, Series 9, Series 24, and Series 63 license. Joel is currently registered with Foreside Fund Services, LLC in Newport Beach, California and has been registered with them since November 2019. Prior to joining Foreside Fund Services, LLC, Joel was a financial advisor with PIMCO INVESTMENTS LLC from August 2017 to July 2018 and before that with FIDELITY DISTRIBUTORS CORPORATION from August 2003 to January 2005.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
11/06/2019 - Present
Foreside Fund Services, LLC (Newport Beach CA)
CA
08/24/2017 - 07/25/2018
PIMCO INVESTMENTS LLC (NEWPORT BEACH CA)
RI
08/13/2003 - 01/12/2005
FIDELITY DISTRIBUTORS CORPORATION (SMITHFIELD RI)
RI
05/29/1996 - 08/14/2003
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BC
Issued 12/02/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/15/2017
Series 24 - General Securities Principal Examination
BC
Issued 08/14/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/24/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/11/1997
Series 4 - Registered Options Principal Examination
BC
Issued 07/25/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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