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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joel? Claim Your ProfileJoel David Malick is an Investment Advisor Representative with Cetera Investment Advisers LLC. Joel has been in the financial services industry for over 22 years. Joel has been registered with the Securities and Exchange Commission (SEC) since 2001 and is currently licensed in 35 states. Joel holds Series 7, Series 63, and Series 65 licenses. Joel is also a registered Investment Advisor Representative in Colorado and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CO
08/10/2023 - Present
Cetera Investment Advisers LLC (COLORADO SPRINGS CO)
CO
03/15/2007 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (Colorado Springs CO)
CO
07/07/2004 - 03/13/2007
HORNOR, TOWNSEND & KENT, INC. (COLORADO SPRINGS CO)
NY
03/19/2001 - 07/01/2004
NEW ENGLAND SECURITIES (NEW YORK NY)
IA
Issued 10/09/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/18/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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