Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joel? Claim Your ProfileJoel David Fults is a registered investment advisor representative at Northwestern Mutual Investment Services, LLC. Joel has been in the financial services industry since December 29, 2006. Joel is licensed in Texas. Joel has a Series 7, Series 31, Series 63, and Series 65 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
TX
10/09/2013 - Present
Northwestern Mutual Investment Services, LLC (ADDISON TX)
TX
05/21/2010 - 09/06/2013
WELLS FARGO ADVISORS, LLC (PLANO TX)
TX
06/01/2009 - 06/18/2010
MORGAN STANLEY SMITH BARNEY (DALLAS TX)
TX
11/28/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (DALLAS TX)
IA
Issued 01/19/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/22/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 11/27/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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