Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joel? Claim Your ProfileJoel David Cox is a registered Investment Advisor Representative (IAR) at Thurston Springer Advisors, headquartered in Indianapolis, Indiana. Joel has been in the securities industry since October 16, 2009. He is a licensed Principal in the state of Ohio. Prior to joining Thurston Springer Advisors, Joel worked at BOENNING & SCATTERGOOD, INC. and SWENEY CARTWRIGHT & COMPANY. Joel is currently registered in 37 states including, but not limited to, Alaska, Arizona, California, Colorado, Connecticut, Florida, Georgia, Illinois, Indiana, Kentucky, Maine, Maryland, Massachusetts, Michigan, Missouri, Nevada, New Hampshire, New Jersey, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, Tennessee, Texas, Vermont, Virginia, Washington, and West Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
OH
01/20/2023 - Present
Thurston Springer Advisors (Bexley OH)
OH
08/27/2019 - 01/17/2023
BOENNING & SCATTERGOOD, INC. (Columbus OH)
OH
10/16/2009 - 09/24/2019
SWENEY CARTWRIGHT & COMPANY (COLUMBUS OH)
BOTH
Issued 08/21/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/23/2016
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/31/2013
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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