Unclaimed
Joel Farnsworth is a registered representative of Wedbush Securities Inc. and has been in the industry since 1989. Joel is licensed in California and Nevada and has experience working with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. Joel provides financial planning, pension consulting, and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
12/17/2024 - Present
Wedbush Securities Inc. (LOS ANGELES CA)
NV
05/16/1994 - 12/31/2008
FIRST WALL STREET CORP. (HENDERSON NV)
MN
07/09/1993 - 05/07/1994
MILLER & SCHROEDER FINANCIAL, INC. (MINNEAPOLIS MN)
NY
07/13/1992 - 06/23/1993
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
CA
08/31/1990 - 07/07/1992
WULFF, HANSEN & CO. (SAN RAFAEL CA)
NY
11/28/1989 - 08/15/1990
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NY
08/14/1989 - 11/14/1989
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 10/09/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/04/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/1989
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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