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Joel Dale Farnsworth

Wedbush Securities Inc.

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About Joel Dale Farnsworth

Joel Farnsworth is a registered representative of Wedbush Securities Inc. and has been in the industry since 1989. Joel is licensed in California and Nevada and has experience working with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. Joel provides financial planning, pension consulting, and portfolio management services.

Firm Information

Joel Farnsworth is currently registered with Wedbush Securities Inc.. Wedbush Securities Inc. is a corporation formed in 1966 and headquartered in Los Angeles, California. The firm provides financial planning, pension consulting, and educational seminars, in addition to portfolio management services for individuals, businesses, and other investment advisors. They operate in all 50 states and are registered with the SEC and all 52 state securities regulators. With over 500 registered representatives and approximately $1 billion - $10 billion in assets under management, Wedbush Securities Inc. is a well-established firm serving a diverse client base.
Wedbush Securities Inc.

ATTN: COMPLIANCE DEPT.

LOS ANGELES, CA 90017

$5.74B

Assets Under Management

Not reported

Total Clients

369

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Joel Farnsworth’s Registration & Firm History

CA

12/17/2024 - Present

Wedbush Securities Inc. (LOS ANGELES CA)

NV

05/16/1994 - 12/31/2008

FIRST WALL STREET CORP. (HENDERSON NV)

MN

07/09/1993 - 05/07/1994

MILLER & SCHROEDER FINANCIAL, INC. (MINNEAPOLIS MN)

NY

07/13/1992 - 06/23/1993

SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)

CA

08/31/1990 - 07/07/1992

WULFF, HANSEN & CO. (SAN RAFAEL CA)

NY

11/28/1989 - 08/15/1990

GRUNTAL & CO. INCORPORATED (NEW YORK NY)

NY

08/14/1989 - 11/14/1989

BEAR, STEARNS & CO. INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/09/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/04/2001

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/16/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 3 public disclosures for Joel Dale Farnsworth. Review regulatory record here.
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