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Joel D Gueck

Nylife Securities LLC

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About Joel D Gueck

Joel D Gueck is a financial advisor with Nylife Securities LLC, where Joel has been registered since May 7, 2003. Joel holds the Series 6, Series 26, Series 63, and SIE licenses. Joel is registered in California, Colorado, Nebraska and North Dakota.

Firm Information

Joel Gueck is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joel Gueck’s Registration & Firm History

NY

05/07/2003 - Present

Nylife Securities LLC (WHITE PLAINS NY)

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Licenses & Designations

BC

Issued 06/18/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/04/2008

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/06/2003

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joel D Gueck.
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