Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joel? Claim Your ProfileJoel Courtney Moline has been in the financial services industry since 1988. Joel is currently a registered representative with Raymond James & Associates, Inc. and has been with the firm since 2021. Previously, Joel was a registered representative with Merrill Lynch, Pierce, Fenner & Smith Incorporated from 2006 to 2021, and with Piper Jaffray & Co. from 1995 to 2006. Joel is licensed to sell securities in Arizona, California, Colorado, Connecticut, Florida, Hawaii, Illinois, Iowa, Kansas, Maryland, Minnesota, Montana, New Hampshire, New Jersey, New York, Ohio, Oregon, Texas, Utah, Washington, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
06/03/2021 - Present
Raymond James & Associates, Inc. (MINNEAPOLIS MN)
MN
07/21/2006 - 05/27/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (STILLWATER MN)
MN
05/02/1995 - 07/25/2006
PIPER JAFFRAY & CO. (STILLWATER MN)
NJ
01/28/1995 - 05/17/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
05/08/1990 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
06/09/1988 - 04/12/1990
DAIN BOSWORTH INCORPORATED
BOTH
Issued 01/30/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/03/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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