Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joel? Claim Your ProfileJoel Christopher Basciani is a financial advisor with over 25 years of experience in the industry. Joel currently works at Citigroup Global Markets Inc., where Joel is a registered representative. Prior to that, Joel worked at HSBC Securities (USA) Inc. for seven years, and before that, at HSBC Brokerage (USA) Inc. and Republic Financial Services Corporation. Joel holds a variety of licenses, including Series 6, 7, 9, 10, 24, 63, and 66. Joel also holds a SIE designation. Joel is registered to offer securities advice in multiple states including New Jersey, New York and others. Joel specializes in Portfolio Management for Individuals, Portfolio Management for Businesses, Pension Consulting, Security Ratings, Financial Planning, Selection of Other Advisers, and Asset Allocation Advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
08/17/2021 - Present
Citigroup Global Markets Inc. (New York NY)
NY
01/01/2005 - 06/25/2012
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
06/19/2000 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
NY
01/04/2000 - 06/19/2000
REPUBLIC FINANCIAL SERVICES CORPORATION (NEW YORK NY)
NC
08/17/1998 - 12/31/1999
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
IL
10/14/1996 - 07/16/1998
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NJ
07/13/1995 - 09/14/1995
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 03/01/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/11/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/16/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/13/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/29/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/1997
Series 7 - General Securities Representative Examination
BC
Issued 07/11/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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