Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joel? Claim Your ProfileJoel Christopher Barker is a financial advisor with over 13 years of experience in the industry. Barker is registered with Merrill Lynch, Pierce, Fenner & Smith Inc., and has been with them since September 2010. Previously, Barker was registered with CHARLES SCHWAB & CO., INC. from August 2007 to August 2010. Barker is licensed to provide financial advice in several states and has passed a number of industry exams, including the Series 7, Series 10, Series 63 and Series 66. Barker has a diverse client base, including high-net-worth individuals, corporations, and insurance companies. Barker specializes in portfolio management, financial planning, pension consulting, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
10/15/2010 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHANDLER AZ)
AZ
08/24/2007 - 08/31/2010
CHARLES SCHWAB & CO., INC. (PHOENIX AZ)
BOTH
Issued 10/14/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/25/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/18/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/22/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Joel Barker is the right advisor for you? Invested Better is here to help.
