Unclaimed
Joel Benjamin Lindenberg is a financial professional with over 20 years of experience in the securities industry. Currently, Joel is registered with GT Securities, Inc. in California, where he is a Registered Representative. Previously, Joel was employed with B. RILEY SECURITIES, INC. in Los Angeles, CA. He also was previously affiliated with TRAUTMAN WASSERMAN & COMPANY, INC. in New York, NY. Joel holds Series 7, 63, 66, 79TO and SIE licenses and is qualified to provide investment advice in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
01/10/2024 - Present
GT Securities, Inc. (LOS ANGELES CA)
CA
09/22/2022 - 10/24/2023
B. RILEY SECURITIES, INC. (Los Angeles CA)
NY
02/21/2002 - 01/27/2003
TRAUTMAN WASSERMAN & COMPANY, INC. (NEW YORK NY)
BC
Issued 08/18/2022
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 03/25/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/22/2022
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 02/20/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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