Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joel? Claim Your ProfileJoel Beatty is a financial professional with over 9 years of experience in the industry. Joel is currently registered with Robert W. Baird & Co. Inc. in New York. Prior to joining Robert W. Baird & Co. Inc. Joel was affiliated with CITIGROUP GLOBAL MARKETS INC.. Joel has passed the Series 63, SIE, Series 87, Series 86, and Series 7 exams. Joel is currently registered in New York and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
NY
04/27/2021 - Present
Robert W. Baird & Co. Inc. (New York NY)
NY
09/25/2012 - 04/15/2021
CITIGROUP GLOBAL MARKETS INC. (Getzville NY)
BC
Issued 09/25/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/2012
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/23/2012
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 09/24/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Joel Beatty is the right advisor for you? Invested Better is here to help.
