Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joel? Claim Your ProfileJoel B. Spangler is an investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Joel has been in the securities industry since May 2001. Joel has a wide range of experience in the financial services industry, including roles at Morgan Stanley and Morgan Stanley Smith Barney. Joel is licensed to sell securities in multiple states, including Pennsylvania, Texas, and Arizona. Joel is also registered with the Financial Industry Regulatory Authority (FINRA). Joel is also an adjunct professor at Temple University, where Joel teaches an MBA course on wealth management and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
09/21/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (YARDLEY PA)
PA
06/01/2009 - 10/03/2016
MORGAN STANLEY (NEWTOWN PA)
PA
02/06/2009 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEWTOWN PA)
PA
05/15/2001 - 02/13/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (YARDLEY PA)
BOTH
Issued 05/23/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 05/07/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Joel Spangler is the right advisor for you? Invested Better is here to help.
