Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joel? Claim Your ProfileJoel Anthony Tubig is a financial professional with over 23 years of experience in the securities industry. Joel is a Registered Principal with City National Securities, Inc. and has been with the firm since September 2007. Prior to that, Joel worked at BEAR, STEARNS & CO. INC. and WEDBUSH MORGAN SECURITIES INC. Joel is a licensed securities professional in all 50 states and holds several FINRA licenses. Joel specializes in portfolio management for businesses and individuals and provides financial planning and selection of other advisors services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Mutual fund fees, broker fees & transaction fees
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2
CA
09/18/2007 - Present
City National Securities, Inc. (LOS ANGELES CA)
CA
03/13/2006 - 09/19/2007
BEAR, STEARNS & CO. INC. (LOS ANGELES CA)
CA
09/16/2003 - 03/09/2006
WEDBUSH MORGAN SECURITIES INC. (LOS ANGELES CA)
NE
08/12/1999 - 09/10/2003
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
BC
Issued 08/13/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/10/2008
Series 4 - Registered Options Principal Examination
BC
Issued 06/24/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2003
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/12/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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